MaRisk - German minimum requirements for risk management at banks

Currently, the seminar is only available as an in-house training.

• Introduction and Seminar Objectives
  • Introduction: Why MaRisk at your institution?
  • The applicability of MaRisk to financial institutions, transactions and risks
  
  
• MaRisk structure and principles
  • Historical development, regulatory background and objectives
  
  
• Organisational Requirements for institutions
  • Strategy
  • Segregation of duties
  • Processes and guidelines
  • Staff
  • Technology
  • Outsourcing
  • Continuity Management
  • Management Responsibility
  • Risk Culture
  
  
•  Lending and Credit Risk Management
  • General Aspects
  • Assessment
  • Risk Classification and Rating
  • Decision
  • Management of Normal Loans
  • Early Warning System
  • Intensified Management and Problem Loans
  • Restructuring and wind down
  • Provisioning, Risk Quantification and Reporting
  
  
• Trading and Trade Processing
  • General Aspects for Trading in Banks
  • Trading Transactions
  • Trading
  • Trade Settlement
  • Trade Control
  • Risk Control
  • Risk Management for Trading
  
  
•  Risk Management as per MaRisk
  • Fundamentals
  • The Risk Management Process
  • Types of Risk and related requirements Credit Risk, Market Risks, Liquidity Risk, Operational Risk – including Information Security
  • Risk Bearing Capacity and Limits
  • Stress Tests
  
  
• Requirements for Internal Audit
  • Risk Reporting Requirements
  • Regulatory Audits
  • Seminar Summary
  
  

This workshop is tailored for related needs of bank management, internal audit, risk management and bank staff working in lending/trading operations or processing/backoffice.

Interactive seminar, discussions, moderation, group work