Compliance, Regulation & Cyber Governance

• Regulatory Frameworks
  • GDPR & data breach obligations
  • DORA & operational resilience
  • Operational resilience and impact tolerances for critical financial services
  • AMLD / FATF standards
  • Supervisory expectations on managing cyber-enabled financial crime
  
  
• Reporting Obligations & Cooperation with Authorities
  • Suspicious Activity Reports (SARs)
  • Data breach notifications
  • Cross-border investigations
  
  
• Governance & Control Frameworks
  • Three Lines Model 
  • Roles & responsibilities
  • Internal audit interface / ongoing monitoring
  • cross-functional collaboration between Compliance, IT and Risk
  • Limitation of siloed governance structures
  • Integration of AML and cybersecurity controls
  • Cybersecurity Culture, tone from the top & leadership KPIs
  
  

The Seminar is designed for practitioners responsible for identifying, managing and overseeing cyber-enabled financial crime risks from a governance, control and investigative perspective, Senior professionals in Compliance, AML, Risk Management and Internal Audit, as well as experts working at the intersection of IT and regulatory functions in financial institutions.

The participants align cyber-enabled financial crime risks with regulatory expectations and governance frameworks.

The programme is offered in a hybrid format, allowing participants to choose between attending in person on campus or joining live online via Zoom (microphone and camera required). The content is delivered through interactive expert lectures, group work and case studies, with ample opportunity for questions and discussion throughout the programme.